Drexel University - Comprehensive, integrated academics enhanced by co-operative education, technology, and research opportunities. | Drexel University
Drexel University
Search events. View events.

All Categories

Click for help in using calendar displays. Print the contents of the current screen.
Display Format: 
Event Details
Notify me if this event changes.Add this event to my personal calendar.
Go Back
SEC Investigations and Enforcement: Insider Trade & Financial Fraud Cases
Start Date: 4/12/2017Start Time: 5:15 PM
End Date: 4/12/2017End Time: 6:30 PM

Event Description

Former SEC attorneys will discuss enforcement actions in insider trading and financial fraud.  The program will trace SEC enforcement actions from the initiation of an investigation onward through settlement and/or trial.  The panel will also review trends in SEC enforcement in the aftermath of the 2008 financial crisis and the impact of recent Supreme Court decisions. 

Faculty for this 1-credit CLE:
  • Merritt A. Cole, Earp Cohn P.C. and Adjunct Professor at the Kline School of Law
  • Jay A. Dubow, Pepper Hamilton LLP
  • Richard A. Levan, Levan Legal LLC 


Contact Information:
Name: Mary McGovern
Phone: 215.571.4815
Email: mary.k.mcgovern@drexel.edu
insider trading
Kline School of Law, Room 140
  • Everyone
  • Special Features:
  • CEU Available

  • Display Month:

    Advanced Search (New Search)
    Date Range:
    Time Range:

    Special Features: 

    Select item(s) to Search

    Select item(s) to Search
    Select item(s) to Search
    Select item(s) to Search